Recent Highlights
All Stories for Us Securities And Exchange Commission
Infosys row: US SEC to seek SEBI's cooperation into whistleblower allegations against IT-company
• 5 years agoUS market regulator SEC will be seeking cooperation from its Indian counterpart SEBI in its probe into Infosys, which has been rocked by whistleblower complaints of several alleged irregularities, sources said on Friday
Infosys to probe whistleblower allegations 'to fullest extent', says chairman Nandan Nilekani; shares tank over 14%
Fp Staff • 5 years agoParekh and Roy have been accused of indulging in unethical practices, according to media reports, after the whistleblower's group, called Ethical Employees, reportedly sent a complaint to the US Securities and Exchange Commission and the Infosys board against him.
US charges Indian ex-CEO of cryptocurrency company Longfin Corp with $66 mn securities fraud
• 6 years agoLongfin, which was based in New York and had offices in Lyndhurst, New Jersey, shut down last November.
Uber Technologies plans to sell around $10 billion worth of stock in IPO
• 6 years agoMost of the shares sold would be issued by Uber Technologies Inc, while a smaller portion would be owned by investors cashing out
Judge orders Tesla CEO Elon Musk, SEC to meet for at least an hour on new settlement
• 6 years agoThe SEC had asked US District Judge to hold Elon Musk in contempt over a 19 February tweet.
Tesla CEO Elon Musk's lawyers to square off with SEC in court at contempt hearing
• 6 years agoLawyers for Tesla CEO Elon Musk will argue that he did not violate a fraud settlement with the US SEC.
Elon Musk and US SEC to square off in court on 4 April over controversial tweet
• 6 years agoThe SEC said that tweet was improper because Musk did not get advance approval from Tesla.
Elon Musk hits back at US securities regulators for complaint about his Tesla tweet
• 6 years agoThe US Securities and Exchange Commission had asked the court to hold Elon Musk in contempt.
US SEC pursuing a contempt order against Tesla CEO Elon Musk for offensive tweets
• 6 years agoSEC could seek a so-called bar order, removing Musk from Tesla’s board, or could ask for a lesser penalty.
US charges traders for hacking into Securities and Exchange Commission database
• 6 years agoAuthorities said the scheme resulted in $4.14 million of illegal trading profit, and cheated ordinary investors.