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Securities Market

Recent Highlights

SEBI defers implementation of revised norms for royalty payment; consultation paper on SROs in securities market soon

SEBI defers implementation of revised norms for royalty payment; consultation paper on SROs in securities market soon

.
SEBI's income rises 25% to Rs 752 crore in FY17; earning from investments increases to Rs 200 crore

SEBI's income rises 25% to Rs 752 crore in FY17; earning from investments increases to Rs 200 crore

.
SEBI to amend norms governing entities undertaking third party assignment under securities law

SEBI to amend norms governing entities undertaking third party assignment under securities law

.
Over 1,800 entities haven't paid penalties to SEBI; some cases pending for nearly two decades

Over 1,800 entities haven't paid penalties to SEBI; some cases pending for nearly two decades

.

All Stories for Securities Market

All (8)
  • SEBI to clamp down on fraudulent activities in securities market, will take action against 14,720 entities for 'non-genuine trades'

    SEBI to clamp down on fraudulent activities in securities market, will take action against 14,720 entities for 'non-genuine trades'

    • .

    SEBI will take action against 14,720 entities for "non-genuine trades" through illiquid stock option segment as it clamps down on fraudulent activities

  • SEBI bans two brokers, seven individuals for alleged misuse of client funds

    SEBI bans two brokers, seven individuals for alleged misuse of client funds

    • .

    Sebi on Tuesday banned two brokers Ficus Securities and Ficus Commodities along with seven individuals for alleged misuse of client funds.

  • Sebi bans Grass Root Finance, 13 cos from capital  markets for raising funds by violating IPO norms

    Sebi bans Grass Root Finance, 13 cos from capital markets for raising funds by violating IPO norms

    • .

    The company had issued equity shares to 9,321 people between 1995-96 and 2006-07 and raised Rs 6.80 crore through such issuance.

  • Sebi bars Vijay Mallya from trading in securities market, co-directorship

    Sebi bars Vijay Mallya from trading in securities market, co-directorship

    • .

    The markets regulator also said the “aspect of change in control of USL” that followed the agreement between Diageo and Mallya is being examined separately.

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