Market Regulator

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Market Regulator - Total results - 23
Coronavirus Outbreak: SEBI reaches out to market participants; discusses capital raising, disclosure issues
Business

Coronavirus Outbreak: SEBI reaches out to market participants; discusses capital raising, disclosure issues

Tyagi said SEBI has been responding to market developments through appropriate measures in consultation with various stakeholders.

SEBI extends compliance norms for liquid funds till 30 June; deadline to submit cyber security audit reports relaxed
Business

SEBI extends compliance norms for liquid funds till 30 June; deadline to submit cyber security audit reports relaxed

SEBI said that the existing open ended mutual fund schemes need to comply with the revised limits for sector exposure by 30 June.

SEBI cuts broker turnover fees, filing charges for draft papers; to implement revised margin framework for cash, derivative segments in June
Business

SEBI cuts broker turnover fees, filing charges for draft papers; to implement revised margin framework for cash, derivative segments in June

In a separate circular, SEBI has extended the implementation of revised margin framework for cash and derivatives segments by one month till 1 June.

Coronavirus Outbreak: SEBI gives extension to hold AGMs; grants 3-month's time to conduct yearly committee meetings
Business

Coronavirus Outbreak: SEBI gives extension to hold AGMs; grants 3-month's time to conduct yearly committee meetings

The SEBI has also provided temporary exemptions to listed companies from publishing of newspaper advertisement.

Coronavirus Outbreak: SEBI eases compliance requirements for stock brokers, mutual funds; says closely monitoring situation in domestic market
Business

Coronavirus Outbreak: SEBI eases compliance requirements for stock brokers, mutual funds; says closely monitoring situation in domestic market

With regard to relaxation to mutual fund houses, SEBI said deadline for half-yearly disclosures of financial results have been extended by one month till May 31.

SEBI probe suggests prima facie violations of norms in IndiGo related party transactions; shares plunge nearly 5%
Business

SEBI probe suggests prima facie violations of norms in IndiGo related party transactions; shares plunge nearly 5%

IndiGo has been facing a probe by the SEBI ever since a public spat came to light between two founders of the airline, including over certain related party transactions involving one of the warring promoters.

SBI Cards IPO to open for subscriptions on 2 March; plans to raise Rs 9,000 cr via maiden issue
Business

SBI Cards IPO to open for subscriptions on 2 March; plans to raise Rs 9,000 cr via maiden issue

SBI Cards and Payment Services, the credit card unit of the country's largest lender State Bank of India (SBI), will hit the market with the initial public offering (IPO) on 2 March

SBI's credit card arm likely to launch IPO early next month; plans to raise Rs 9,000 cr via maiden issue
Business

SBI's credit card arm likely to launch IPO early next month; plans to raise Rs 9,000 cr via maiden issue

Last week, the SBI subsidiary received markets regulator the Securities and Exchange Board of India's (SEBI) approval to float an initial public offering.

IL&FS case: SEBI widens investigation into role of rating agencies; looks into possible systemic lapses at all five rating agencies
Business

IL&FS case: SEBI widens investigation into role of rating agencies; looks into possible systemic lapses at all five rating agencies

Grant Thornton said it identified multiple e-mails over the period from 2008 to 2018 which indicate that the IL&FS group was under stress or faced liquidity issues since 2015.

SEBI imposes Rs 60 lakh fine on 9 entities for fraudulent trading in scrip of Exdon Trading Company
Business

SEBI imposes Rs 60 lakh fine on 9 entities for fraudulent trading in scrip of Exdon Trading Company

The SEBI conducted an investigation into the trading of the scrip of Exdon between May 2013 and March 2015, and found that the entities were connected to each other.

SEBI tweaks stock weightage norms for equity ETFs, index funds; three months given to comply with new rules
Business

SEBI tweaks stock weightage norms for equity ETFs, index funds; three months given to comply with new rules

In a circular issued to all mutual funds and asset management companies, SEBI said an index used for equity ETFs or index funds should have at least 10 stocks as its constituents.

SEBI panel proposes direct listing of Indian firms on foreign bourses; market regulator seeks public opinion
Business

SEBI panel proposes direct listing of Indian firms on foreign bourses; market regulator seeks public opinion

Indian firms can list their debt securities directly on international exchanges through a security instrument known as 'Masala Bonds'.

SEBI issues norms for interoperability among clearing corporations; to be operationalised by June 2019
India

SEBI issues norms for interoperability among clearing corporations; to be operationalised by June 2019

With an aim to reduce trading costs, market regulator SEBI on Tuesday came out with a framework for interoperability among CCPs, which will be operationalised by 1 June, 2019.

Benefit of SAT order: DLF stock jumps 6%
Money

Benefit of SAT order: DLF stock jumps 6%

Securities Appellate Tribunal allowed the realty giant to redeem mutual funds worth Rs 1,806 crore to meet working capital needs and service debt payments.

Benefit of SAT order: DLF stock jumps 6%
Money

Benefit of SAT order: DLF stock jumps 6%

Securities Appellate Tribunal allowed the realty giant to redeem mutual funds worth Rs 1,806 crore to meet working capital needs and service debt payments.

Sebi ban on DLF: Why merchant bankers of the IPO shouldn't go scot free
Corporate

Sebi ban on DLF: Why merchant bankers of the IPO shouldn't go scot free

Bankers cannot get away with the self-serving excuse that they relied on the averments made and documents furnished by auditors and legal advisors

Sebi ban: DLF appeals in SAT; investment bankers fear regulator action
Corporate

Sebi ban: DLF appeals in SAT; investment bankers fear regulator action

DLF, India's most heavily indebted property firm, has filed an appeal with the Securities Appellate Tribunal (SAT) against a ban from tapping capital markets for three years, a spokeswoman for the appellate told Reuters.<br />

US market regulator SEC gives $30 mn award to whistleblower in fraud case
International

US market regulator SEC gives $30 mn award to whistleblower in fraud case

The whistleblower program was mandated by the Wall Street overhaul law enacted in 2010 in response to the financial crisis.

'Sebi is killing us': How UK Sinha is cracking down on new funds
Investing

'Sebi is killing us': How UK Sinha is cracking down on new funds

The market regulator is wielding an unprecedented level of control over how mutual funds operate, delaying new launches and dictating investment strategy, frustrated insiders in the embattled industry say.<br /><br />