Recent Highlights
All Stories for Broker
Broker faces action by Sebi, NSE in co-location case
• 8 years agoSebi is also working on addressing the broader concerns that have come to fore after a probe into alleged lapses involving NSE's co-location facility.
Woman claims broker denied her a flat in Mumbai because she is a Muslim
Fp Staff • 10 years agoA 25-year-old Muslim woman has claimed that she was denied a flat in Mumbai due to her religion.
Bangalore stock exchange to apply for de-recognition to Sebi
Fp Archives • 11 years agoThis approval was made by shareholders at the Annual General Meeting held here yesterday, attended by about 100 out of 925 members.
Maintain up-to-date broker details: Sebi tells bourses
Fp Archives • 12 years agoPursuant to Sebi's directions, leading exchange BSE today put in place an online filing system to enable trading members submit these details on a continuous basis.<br /><br />
Ex-Merrill broker suspended, fined for anti-money laundering violations
Fp Archives • 11 years agoAnil Chaturvedi, who left Bank of America's Merrill Lynch unit voluntarily in 2011, agreed to an 18-month suspension from the US securities industry and a $60,000 fine, according to a Financial Industry Regulatory Authority settlement posted on the regulator's website this week.
Pick Oriental Bank, drop Jubilant Foodworks today
Fp Staff • 13 years agoHere are your intra day picks for the day from various market experts and brokerage houses.
IDFC strong, M&M weak: Here's what to buy and sell today
Fp Staff • 13 years agoHere are your intra day picks for the day from various market experts and brokerage houses
Want to book airline tickets? Try your local stock broker
Sanjit Oberai • 13 years agoThe sharp fall in volumes have led to sub-brokers resorting to other means to earn an income like booking hotels, flights etc.
Lazy Analysts: Finally Citi wakes up and downgrades Jet
Fp Editors • 13 years agoThis is not an isolated case of analyst lethargy in revising price targets and recommendations.
Indiabulls Securities pays Rs 1 cr to settle case with Sebi
Fp Archives • 10 years agoIndiabulls Securities has settled a case related to alleged non-compliance of stock broker norms after payment of Rs one crore to the market regulator Sebi as consent settlement charges.<br />