Us securities and exchange commission
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Us securities and exchange commission - Total results - 6
Oct 26, 2013
US' financial regulatory body caps Facebook IPO claims at $41.6 mnThe total value of the claims that market makers can recover after suffering losses due to Nasdaq OMX Group Inc's botched handling of Facebook Inc's initial public offering is $41.6 million, the exchange operator said Friday.
Oct 16, 2013
Twitter filing reveals it will go public on 15 November: reportThe accidental date reveals for the first time that Twitter plans for IPO on November 15, 2013 (counting back 90 days from the February 15 Employee restricted stock units tax Sale 3-month lockup)
Nov 09, 2012
How US SEC staff left their computers open to hackersStaffers at the US Securities and Exchange Commission failed to encrypt some of their computers containing highly sensitive information from stock exchanges, leaving the data vulnerable to cyber attacks.
Jul 22, 2012
Nasdaq could give firms $100 mn for bungling Facebook IPOA report said that the deal being discussed will be all cash, and likely more than the $40 million originally proposed, though nothing has been finalized
Jan 25, 2012
US Senate investigating HSBC for money launderingThe intensifying scrutiny of HSBC is the latest in a series if investigations by US officials into how global banks have processed - and in some cases, intentionally hidden - financial transactions on behalf of countries which allegedly support terrorism, corrupt foreign officials, drug gangs and criminals.
Sep 27, 2011
US regulators weigh action against Standard & Poor'sUS regulators disclosed they may take action against Standard & Poor's for securities law violations after the ratings agency gave top grades to a package of securitised mortgages in 2007 that quickly soured.