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US' financial regulatory body caps Facebook IPO claims at $41.6 mn

Oct 26, 2013

US' financial regulatory body caps Facebook IPO claims at $41.6 mn

The total value of the claims that market makers can recover after suffering losses due to Nasdaq OMX Group Inc's botched handling of Facebook Inc's initial public offering is $41.6 million, the exchange operator said Friday. #facebook #IPO #UBS #NASDAQ #US Securities and Exchange Commission #SEC filing
Twitter filing reveals it will go public on 15 November: report

Oct 16, 2013

Twitter filing reveals it will go public on 15 November: report

The accidental date reveals for the first time that Twitter plans for IPO on November 15, 2013 (counting back 90 days from the February 15 Employee restricted stock units tax Sale 3-month lockup) #Business #Investing #US #Twitter #IPO #SocialMedia #US Securities and Exchange Commission #IPOAlert #Twitter going public #PrivCo #US Stock Market
How US SEC staff left their computers open to hackers

Nov 09, 2012

How US SEC staff left their computers open to hackers

Staffers at the US Securities and Exchange Commission failed to encrypt some of their computers containing highly sensitive information from stock exchanges, leaving the data vulnerable to cyber attacks. #SEC #Trading #US Securities and Exchange Commission #InsecureNet
Nasdaq could give firms $100 mn for bungling Facebook IPO

Jul 22, 2012

Nasdaq could give firms $100 mn for bungling Facebook IPO

A report said that the deal being discussed will be all cash, and likely more than the $40 million originally proposed, though nothing has been finalized #facebook #CompanyWatch #NASDAQ #US Securities and Exchange Commission #Facebook IPO
US regulators weigh action against Standard & Poor's

Sep 27, 2011

US regulators weigh action against Standard & Poor's

US regulators disclosed they may take action against Standard & Poor's for securities law violations after the ratings agency gave top grades to a package of securitised mortgages in 2007 that quickly soured. #Credit rating agency #NewsTracker #Standard & Poor's #US Securities and Exchange Commission
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