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Sunday, July 5, 2015 | Latest E-book
Search results for Securities And Exchange Commission

Showing of 1 - 10 from 555 results

Ex-Goldman director, Rajat Gupta, fails to void insider trading conviction| Reuters

Jul 02, 2015

Ex-Goldman director, Rajat Gupta, fails to void insider trading conviction| Reuters

.S. Securities and Exchange Commission civil case. He is also trying to void part of his conviction and shorten his 11-year prison term.The U.S. Department of
Global banks admit guilt in forex probe, fined nearly $6 billion| Reuters

May 21, 2015

Global banks admit guilt in forex probe, fined nearly $6 billion| Reuters

triggered by the pleas.Citigroup and JPMorgan will receive waivers from the U.S. Securities and Exchange Commission so they can continue to quickly issue new
Gold hits three-month high after run of downbeat U.S. data| Reuters

May 18, 2015

Gold hits three-month high after run of downbeat U.S. data| Reuters

filing with the U.S. Securities and Exchange Commission showed.Silver was up 0.4 percent at $17.57 an ounce, while platinum was up 0.3 percent at $1
Goldman Sachs must face $120 million suit over mortgage securities - court| Reuters

May 08, 2015

Goldman Sachs must face $120 million suit over mortgage securities - court| Reuters

agreed to pay $550 million to settle claims by the U.S. Securities and Exchange Commission that it misled investors in Abacus, though it did not admit
Exclusive - Credit Suisse dropped SEC waiver request amid opposition: sources| Reuters

May 05, 2015

Exclusive - Credit Suisse dropped SEC waiver request amid opposition: sources| Reuters

WASHINGTON (Reuters) - Credit Suisse (CSGN.VX) has quietly withdrawn a request for a waiver to raise capital more easily,after U.S. Securities and
Exclusive - Credit Suisse dropped SEC waiver request amid opposition: sources| Reuters

May 05, 2015

Exclusive - Credit Suisse dropped SEC waiver request amid opposition: sources| Reuters

WASHINGTON (Reuters) - Credit Suisse (CSGN.VX) has quietly withdrawn a request for a waiver to raise capital more easily,after U.S. Securities and
Nasdaq to settle Facebook IPO lawsuit for $26.5 million | Reuters

Apr 24, 2015

Nasdaq to settle Facebook IPO lawsuit for $26.5 million | Reuters

for them."Separately, Nasdaq agreed in May 2013 to pay a record $10 million penalty to settle U.S. Securities and Exchange Commission charges over
Nasdaq to settle Facebook IPO lawsuit for $26.5 million | Reuters

Apr 24, 2015

Nasdaq to settle Facebook IPO lawsuit for $26.5 million | Reuters

for them."Separately, Nasdaq agreed in May 2013 to pay a record $10 million penalty to settle U.S. Securities and Exchange Commission charges over
Nasdaq sets aside $31 million for ongoing Facebook IPO claims| Reuters

Apr 23, 2015

Nasdaq sets aside $31 million for ongoing Facebook IPO claims| Reuters

in May 2013 to pay a record $10 million penalty to settle U.S. Securities and Exchange Commission charges over its alleged "poor systems and
'Flash crash' whistleblower may see multi-million dollar pay day| Reuters

Apr 23, 2015

'Flash crash' whistleblower may see multi-million dollar pay day| Reuters

at the U.S. Securities and Exchange Commission (SEC)."Financial regulators like the CFTC and SEC regularly demand disgorgement of illegal profits