TECHNOLOGY
PARTNER
IN ASSOCIATION
WITH
PRESENTING
PARTNER
Nissan Logo
ASSOCIATE
PARTNER
ACC Logo NZ logo Cigna logo
Search results for Securities And Exchange Commission

Showing of 1 - 10 from 541 results

Citigroup unit probed by more authorities over money laundering

Feb 26, 2015

Citigroup unit probed by more authorities over money laundering

filing with the U.S. Securities and Exchange Commission on Wednesday.The disclosure comes one year after Citigroup revealed a criminal probe by a federal
New ETFs look to counter rising rates with derivatives play

Feb 25, 2015

New ETFs look to counter rising rates with derivatives play

hedged funds in filing with the U.S. Securities and Exchange Commission. "We designed these products with the idea of providing a solution when the
HDFC Bank promoters dilute 0.7% stake to raise capital

Feb 10, 2015

HDFC Bank promoters dilute 0.7% stake to raise capital

Investments Ltd and HDFC Holdings Ltd.Last week, the bank raised about Rs 10,000 crore through a mix of ADRs and QIP.As per an US Securities and Exchange
Exclusive - Recording shows how UBS drove reluctant brokers to sell high-risk Puerto Rico funds

Feb 07, 2015

Exclusive - Recording shows how UBS drove reluctant brokers to sell high-risk Puerto Rico funds

Ferrers comments could become evidence in two whistleblower complaints involving the funds filed at the U.S. Securities and Exchange Commission, a person
S&P reaches $1.5 billion deal with U.S., states over crisis-era ratings

Feb 04, 2015

S&P reaches $1.5 billion deal with U.S., states over crisis-era ratings

.S. Securities and Exchange Commission imposed new rules on the rating industry, but it did not ban the issuer-pay model under which the ratings agencies operate
US apex court denies Rajat Gupta's appeal against lifetime ban

Jan 13, 2015

US apex court denies Rajat Gupta's appeal against lifetime ban

.The appeals court had also upheld the decision by the district court that Gupta had to pay $13.9 million as penalty in the US Securities and Exchange Commission
US Supreme Court denies Rajat Gupta's appeal against lifetime ban

Jan 13, 2015

US Supreme Court denies Rajat Gupta's appeal against lifetime ban

court had also upheld the decision by the district court that Gupta had to pay $13.9 million as penalty in the US Securities and Exchange Commission
Goldman Sachs agrees to $1.2 bn settlement with US mortgage giants

Aug 23, 2014

Goldman Sachs agrees to $1.2 bn settlement with US mortgage giants

leading up to the crisis. Together, they have paid hundreds of millions in penalties to settle civil charges brought by the Securities and Exchange
Nifty retreats from record high on profit taking

Aug 21, 2014

Nifty retreats from record high on profit taking

percent after a filing with the U.S. Securities and Exchange Commission on Monday showed key drugs gaining market share in the U.S. market, analysts said
US appeals court rejects Rajat Gupta's petition to rehear case

Jul 15, 2014

US appeals court rejects Rajat Gupta's petition to rehear case

million in fine and a separate $6 million in restitution to Goldman Sachs. He also has been ordered to pay $13.9 million as penalty in the US Securities and