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Search results for Securities And Exchange Commission

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Global banks admit guilt in forex probe, fined nearly $6 billion| Reuters

May 21, 2015

Global banks admit guilt in forex probe, fined nearly $6 billion| Reuters

triggered by the pleas.Citigroup and JPMorgan will receive waivers from the U.S. Securities and Exchange Commission so they can continue to quickly issue new
Gold hits three-month high after run of downbeat U.S. data| Reuters

May 18, 2015

Gold hits three-month high after run of downbeat U.S. data| Reuters

filing with the U.S. Securities and Exchange Commission showed.Silver was up 0.4 percent at $17.57 an ounce, while platinum was up 0.3 percent at $1
Goldman Sachs must face $120 million suit over mortgage securities - court| Reuters

May 08, 2015

Goldman Sachs must face $120 million suit over mortgage securities - court| Reuters

agreed to pay $550 million to settle claims by the U.S. Securities and Exchange Commission that it misled investors in Abacus, though it did not admit
Exclusive - Credit Suisse dropped SEC waiver request amid opposition: sources| Reuters

May 05, 2015

Exclusive - Credit Suisse dropped SEC waiver request amid opposition: sources| Reuters

WASHINGTON (Reuters) - Credit Suisse (CSGN.VX) has quietly withdrawn a request for a waiver to raise capital more easily,after U.S. Securities and
Exclusive - Credit Suisse dropped SEC waiver request amid opposition: sources| Reuters

May 05, 2015

Exclusive - Credit Suisse dropped SEC waiver request amid opposition: sources| Reuters

WASHINGTON (Reuters) - Credit Suisse (CSGN.VX) has quietly withdrawn a request for a waiver to raise capital more easily,after U.S. Securities and
Nasdaq to settle Facebook IPO lawsuit for $26.5 million | Reuters

Apr 24, 2015

Nasdaq to settle Facebook IPO lawsuit for $26.5 million | Reuters

for them."Separately, Nasdaq agreed in May 2013 to pay a record $10 million penalty to settle U.S. Securities and Exchange Commission charges over
Nasdaq to settle Facebook IPO lawsuit for $26.5 million | Reuters

Apr 24, 2015

Nasdaq to settle Facebook IPO lawsuit for $26.5 million | Reuters

for them."Separately, Nasdaq agreed in May 2013 to pay a record $10 million penalty to settle U.S. Securities and Exchange Commission charges over
Nasdaq sets aside $31 million for ongoing Facebook IPO claims| Reuters

Apr 23, 2015

Nasdaq sets aside $31 million for ongoing Facebook IPO claims| Reuters

in May 2013 to pay a record $10 million penalty to settle U.S. Securities and Exchange Commission charges over its alleged "poor systems and
'Flash crash' whistleblower may see multi-million dollar pay day| Reuters

Apr 23, 2015

'Flash crash' whistleblower may see multi-million dollar pay day| Reuters

at the U.S. Securities and Exchange Commission (SEC)."Financial regulators like the CFTC and SEC regularly demand disgorgement of illegal profits
UK speed trader arrested over role in 2010 'flash crash'| Reuters

Apr 22, 2015

UK speed trader arrested over role in 2010 'flash crash'| Reuters

CFTC and Securities and Exchange Commission found that one of the contributing factors in the flash crash was a computer-driven trade by a mutual fund