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Search results for Securities And Exchange Commission

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Nifty retreats from record high on profit taking

Aug 21, 2014

Nifty retreats from record high on profit taking

percent after a filing with the U.S. Securities and Exchange Commission on Monday showed key drugs gaining market share in the U.S. market, analysts said
US appeals court rejects Rajat Gupta's petition to rehear case

Jul 15, 2014

US appeals court rejects Rajat Gupta's petition to rehear case

million in fine and a separate $6 million in restitution to Goldman Sachs. He also has been ordered to pay $13.9 million as penalty in the US Securities and
Raj Rajaratnam's brother set to go on trial for insider trading

Jun 17, 2014

Raj Rajaratnam's brother set to go on trial for insider trading

Securities and Exchange Commission has also sued Rengan Rajaratnam, claiming he also traded on inside information about stocks including Polycom Inc and Hilton
Credit Suisse pleads guilty to U.S. criminal charge in tax probe

May 20, 2014

Credit Suisse pleads guilty to U.S. criminal charge in tax probe

and Exchange Commission."This case shows that no financial institution, no matter its size or global reach, is above the law," Attorney
Gupta asks US court to rethink $13.9 million penalty in insider trading case

Apr 08, 2014

Gupta asks US court to rethink $13.9 million penalty in insider trading case

him in Securities and Exchange Commission's parallel case."The Court should reverse the orders of injunctive relief and vacate and remand the civil
Rajat Gupta's appeal on insider trading conviction rejected

Mar 26, 2014

Rajat Gupta's appeal on insider trading conviction rejected

than $6 million in restitution.In a related civil lawsuit brought by the Securities and Exchange Commission, Gupta was ordered to pay a $13.9 million
Fed officials wanted more power over Wall St during 2008 crisis

Feb 22, 2014

Fed officials wanted more power over Wall St during 2008 crisis

.The U.S. Securities and Exchange Commission oversaw the securities activities of the biggest investment banks in 2008, and only monitored the parent
Facebook buys WhatsApp for $19 billion in tech world's largest buy

Feb 20, 2014

Facebook buys WhatsApp for $19 billion in tech world's largest buy

that will vest over four years after the deal closes.In a filing to the Security and Exchange Commission (SEC), Facebook announced the acquisition
Hedge funds buy GM in Q4; Soros takes stakes in JP Morgan, Citi

Feb 15, 2014

Hedge funds buy GM in Q4; Soros takes stakes in JP Morgan, Citi

also boosted holdings in GM.The quarterly disclosures of manager stock holdings, in what are known as 13F filings with the U.S. Securities and Exchange
Wall St closes slightly up; investors look to Yellen

Feb 11, 2014

Wall St closes slightly up; investors look to Yellen

Alibaba Group (IPO-ALIB.N) disclosed in a filing with the Securities and Exchange Commission that it had offered to buy all the shares of the Chinese