Search results for Securities And Exchange Commission

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Rajat Gupta gets new chance to void insider trading conviction | Reuters

Feb 05, 2016

Rajat Gupta gets new chance to void insider trading conviction | Reuters

11-year prison term, and throw out a $92.8 million penalty in a related U.S. Securities and Exchange Commission civil case.

The case

Accused UK trader likely not a factor in 'flash crash' - paper | Reuters

Jan 28, 2016

Accused UK trader likely not a factor in 'flash crash' - paper | Reuters

. Grundfest is also a former U.S. Securities and Exchange Commission official.

Sarao is accused of using an automated trading programme to

Before arrest, U.S. sought Shkreli's communications with lawyer | Reuters

Jan 28, 2016

Before arrest, U.S. sought Shkreli's communications with lawyer | Reuters

2015, but had not previously referred to one in May 2014.

The U.S. Securities and Exchange Commission had separately launched a

Two Chinese citizens in insider trading settlement with U.S. regulator | Reuters

Dec 29, 2015

Two Chinese citizens in insider trading settlement with U.S. regulator | Reuters

Securities and Exchange Commission v. Zhou, U.S. District Court, Southern District of New York, No. 15-8796.

(Reporting

Vilified for drug pricing, CEO Shkreli busted for securities fraud | Reuters

Dec 18, 2015

Vilified for drug pricing, CEO Shkreli busted for securities fraud | Reuters

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Both were also sued in a related lawsuit by the U.S. Securities and Exchange Commission, which also named New York-based hedge fund MSMB Capital Management

Brokerage employee gets three years in U.S. prison over Venezuelan bribes | Reuters

Dec 16, 2015

Brokerage employee gets three years in U.S. prison over Venezuelan bribes | Reuters

development bank, Banfoandes.

The scheme was uncovered during a periodic U.S. Securities and Exchange Commission review. Federal prosecutors

Vivendi wins four seats on Telecom Italia's board | Reuters

Dec 16, 2015

Vivendi wins four seats on Telecom Italia's board | Reuters

.S. Securities and Exchange Commission that as an investor via the call options he might want to have a say on Telecom Italia's future strategy and deals
Dow, DuPont soar on prospect of $130 billion chemicals merger| Reuters

Dec 10, 2015

Dow, DuPont soar on prospect of $130 billion chemicals merger| Reuters

today, and we think there will be more going forward."In June, Reuters reported the U.S. Securities and Exchange Commission was investigating